We can help you meet your regulatory and commercial requirements including but not limited to:
Risk assessment/Health check
Business development
Financial crime awareness including AML,
Governance, Culture and MI
Data security and the GDPR
MiFID 2
Procedures, design, amendments and implementation
Technical support including pension transfers
Training,
Professional indemnity insurance (PII) cover
FATCA, CRS and CDOT,
Resolution Pack reviews
Legal Entity Identifiers (LEI)