Industry Qualifications
Chartered Financial Planner, Chartered Wealth Manager, CISI Diploma in Investment Compliance (Level 6) CII Advanced Diploma in Financial Planning (Level 6), CISI Private Client Investment Advice and Management (Level 6), CISI Investment Advice Diploma (Securities), Certificate in Discretionary Investment Management, Certificate in Equity Release, Certificate in Mortgage Advice, Certificate in Financial Planning and Lifetime Mortgage Activities, Certificate in Financial Planning and Long Term Care Insurance, Certificate in Life & Pensions, CISI Certificate in Investment Operations (including FCA overseeing activities 16, and 17) CISI Award in Combating Financial Crime.
General Financial Qualifications
CISI PCIAM Private Client Investment Advice and Management (Level 6), AF1 Personal Tax & Trust Planning, AF5 Financial Planning Process J01 Personal Tax, J08 Financial Planning Practice, CF5 Integrated Financial Planning, CF8 Long Term Care, R05 Financial Protection, FPC Financial Planning Certificate, FA5 ISA Administration, CISI Client Money and Assets.
Regulation and Ethics
CISI Diploma in Investment Compliance (Level 6), AF6 Senior Management and Supervision, CISI Integrity matters (Grade A), R01 Financial Services, regulation and ethics, H15 Supervision and Sales Management examination, CF1 UK Financial Services, Regulation and Ethics.
Pension Qualifications
AF3 Pension Planning, R08 Pensions Update, J04 Pension Funding Options, J05 Pension Income Options, G60 Pensions, CF9 Pensions Simplification.
Investment Qualifications
AF4, Investment Planning, J10 Discretionary Investment Management, CISI Investment Advice Diploma (Securities), J06 Investment Principles, Markets and Environment, SV1 Savings and Investments.
Mortgage & Equity Release
Certificate in Mortgage Advice, Certificate in Equity Release, CF7 Lifetime Mortgage Activities, HR1 Home Reversion Plans, CeMap